Benjamin John Milton Farrell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 12 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 12 Nov 2024)
  • The Pension Planner Ltd (no longer approved here)

    FRN 669563

    • [FCA CF] Functions requiring qualifications (16 Aug 2021 to 1 Apr 2022)
    • [FCA CF] Client dealing (16 Aug 2021 to 1 Apr 2022)
  • My Pension Expert Limited (no longer approved here)

    FRN 579999

    • [FCA CF] Functions requiring qualifications (10 Aug 2020 to 30 Jun 2021)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Aug 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Aug 2020)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.