David Richard Garforth

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Pension Planner Ltd

    FRN 669563

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Dec 2019)
    • [FCA CF] Client dealing (since 12 Dec 2019)
  • The Money Map (Financial Navigation) LLP (no longer approved here)

    FRN 581738

    • CF30 Customer (25 Jul 2012 to 15 Nov 2019)
    • CF11 Money Laundering Reporting (25 Jul 2012 to 23 Feb 2015)
    • CF4 Partner (25 Jul 2012 to 23 Feb 2015)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 15 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

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