Lesley Elizabeth Wilkie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Paterson Financial Planning Ltd (no longer approved here)
FRN 401850
- [FCA CF] Client dealing (16 Oct 2023 to 15 Oct 2024)
- [FCA CF] Functions requiring qualifications (16 Oct 2023 to 15 Oct 2024)
Rathbones Investment Management Limited (no longer approved here)
FRN 116316
- [FCA CF] Functions requiring qualifications (6 May 2021 to 3 Mar 2022)
Davidson Asset Management Limited (no longer approved here)
FRN 225286
- CF21 Investment Adviser (3 Aug 2004 to 6 Nov 2004)
- CF22 Investment Adviser (Trainee) (1 Mar 2004 to 3 Aug 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.