Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (2 Apr 2025 to 20 Jun 2025)
- [FCA CF] Client dealing (2 Apr 2025 to 20 Jun 2025)
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- [FCA CF] Client dealing (1 Jan 2024 to 10 Dec 2024)
- [FCA CF] Functions requiring qualifications (1 Jan 2024 to 10 Dec 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 3 Nov 2023)
- [FCA CF] Client dealing (9 Dec 2020 to 3 Nov 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Nov 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 3 Nov 2023)
- CF10 Compliance Oversight (6 Feb 2019 to 8 Dec 2019)
- CF30 Customer (27 Jan 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.