Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (2 Apr 2025 to 20 Jun 2025)
    • [FCA CF] Client dealing (2 Apr 2025 to 20 Jun 2025)
  • FD Wealth Ltd (no longer approved here)

    FRN 231408

    • [FCA CF] Client dealing (1 Jan 2024 to 10 Dec 2024)
    • [FCA CF] Functions requiring qualifications (1 Jan 2024 to 10 Dec 2024)
  • Davidson Asset Management Limited (no longer approved here)

    FRN 225286

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 3 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 3 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Nov 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Nov 2023)
    • CF10 Compliance Oversight (6 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (27 Jan 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.