FD Wealth Ltd

• Principal Place of Business

  3rd Floor

  133 Finnieston Street

  Glasgow

  G3 8HB

  UNITED KINGDOM

  Phone

  +4401412607200

  Web

  https://fdwealth.co.uk

• Complaints Contact

  3rd Floor

  133 Finnieston Street

  Glasgow

  Glasgow City

  G3 8HB

  UNITED KINGDOM

  Phone

  +4401412607200

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan James Charles Plumtree

  IRN AJP01218

  • CF11 Money Laundering Reporting (31 Aug 2004 to 14 Nov 2012)
  • CF1 Director (31 Aug 2004 to 14 Nov 2012)
• Alastair William Pickard

  IRN AWP01059

  • [FCA CF] Client dealing (1 Jan 2024 to 10 Dec 2024)
  • [FCA CF] Functions requiring qualifications (1 Jan 2024 to 10 Dec 2024)
• Andrew James Ferguson Reynolds

  IRN AJR01414

  • [FCA CF] Client dealing (4 Nov 2020 to 23 Jun 2023)
  • [FCA CF] Functions requiring qualifications (4 Nov 2020 to 23 Jun 2023)
  • SMF3 Executive Director (9 Dec 2019 to 23 Jun 2023)
  • CF1 Director (28 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (17 Jul 2019 to 8 Dec 2019)
• Andrew William Melville

  IRN AWM01077

  • CF23 Corporate Finance Adviser (31 Dec 2004 to 30 Apr 2006)
  • CF3 Chief Executive (31 Aug 2004 to 30 Apr 2006)
  • CF1 Director (31 Aug 2004 to 30 Apr 2006)
  • CF8 Apportionment and Oversight (31 Aug 2004 to 30 Apr 2006)
• Anthony John Sinclair

  IRN AJS01506

  • SMF16 Compliance Oversight (9 Dec 2019 to 17 Oct 2023)
  • SMF3 Executive Director (9 Dec 2019 to 17 Oct 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 17 Oct 2023)
  • Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (28 Nov 2012 to 13 Nov 2019)
  • CF10 Compliance Oversight (15 Feb 2005 to 8 Dec 2019)
  • CF1 Director (15 Feb 2005 to 8 Dec 2019)
• Campbell Finnie

  IRN CXF00459

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 16 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 16 Mar 2026)
• Christopher Howitt Brown

  IRN CHB01036

  • CF24 Pension Transfer Specialist (31 Aug 2004 to 31 Aug 2004)
  • CF21 Investment Adviser (31 Aug 2004 to 31 Aug 2004)
  • CF1 Director (31 Aug 2004 to 31 Aug 2004)
• Craig Chapman

  IRN CXC01684

  • SMF16 Compliance Oversight (21 Feb 2025 to 19 Dec 2025)
  • SMF3 Executive Director (21 Feb 2025 to 19 Dec 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Feb 2025 to 19 Dec 2025)
  • [FCA CF] Client dealing (25 Oct 2024 to 11 Dec 2025)
  • [FCA CF] Manager of certification employee (25 Oct 2024 to 11 Dec 2025)
  • [FCA CF] Functions requiring qualifications (25 Oct 2024 to 11 Dec 2025)
• David Buchanan Gray

  IRN DBG01012

  • CF23 Corporate Finance Adviser (31 Aug 2004 to 29 Apr 2005)
• Euan Howie Ferries

  IRN EHF01006

  • CF30 Customer (1 Nov 2007 to 24 Dec 2008)
  • CF23 Corporate Finance Adviser (31 Aug 2006 to 31 Oct 2007)

No changes recorded yet.