Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FD Wealth Ltd (no longer approved here)

    FRN 231408

    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 17 Oct 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Oct 2023)
    • Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (28 Nov 2012 to 13 Nov 2019)
    • CF1 Director (15 Feb 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Feb 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.