FD Wealth Ltd

• Principal Place of Business

  3rd Floor

  133 Finnieston Street

  Glasgow

  G3 8HB

  UNITED KINGDOM

  Phone

  +4401412607200

  Web

  https://fdwealth.co.uk

• Complaints Contact

  3rd Floor

  133 Finnieston Street

  Glasgow

  Glasgow City

  G3 8HB

  UNITED KINGDOM

  Phone

  +4401412607200

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gavin Wallace Macphee

  IRN GWM01073

  • [FCA CF] Client dealing (4 Nov 2020 to 31 Mar 2025)
  • [FCA CF] Functions requiring qualifications (4 Nov 2020 to 31 Mar 2025)
  • CF30 Customer (27 Mar 2018 to 8 Dec 2019)
• George John Zane Hunter

  IRN GJH00009

  • CF1 Director (10 Apr 2015 to 25 Apr 2019)
  • CF30 Customer (9 Dec 2014 to 25 Apr 2019)
• Gillian Mary Withers

  IRN GMW01092

  • CF22 Investment Adviser (Trainee) (10 Nov 2004 to 29 Apr 2005)
• Graeme Alexander Lumsden Finnie

  IRN GAF01052

  • SMF16 Compliance Oversight (since 10 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Feb 2026)
  • Responsible for Insurance Distribution (since 10 Feb 2026)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 24 Dec 2008)
  • CF1 Director (26 Mar 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (28 Jun 2005 to 31 Oct 2007)
• Grant Keith Middleton

  IRN GKM01024

  • CF30 Customer (2 Oct 2008 to 22 Dec 2009)
• Hazel Burt

  IRN HXB15576

  • SMF3 Executive Director (9 Dec 2019 to 17 Oct 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Oct 2023)
  • CF11 Money Laundering Reporting (16 Jul 2019 to 8 Dec 2019)
  • CF1 Director (16 Jul 2019 to 8 Dec 2019)
• John David McKendrick

  IRN JDM00043

  • CF30 Customer (1 Nov 2007 to 11 Jan 2013)
  • CF21 Investment Adviser (4 Oct 2005 to 31 Oct 2007)
• John Fordyce Mason

  IRN JFM01057

  • CF30 Customer (1 Nov 2007 to 24 Dec 2008)
  • CF23 Corporate Finance Adviser (31 Aug 2004 to 31 Oct 2007)
• John Kenneth Sommerville

  IRN JXS01606

  • Responsible for Insurance Mediation (14 Jan 2005 to 8 Feb 2005)
  • CF1 Director (31 Aug 2004 to 8 Feb 2005)
  • CF10 Compliance Oversight (31 Aug 2004 to 8 Feb 2005)
• Kenneth William Stevenson

  IRN KWS01031

  • CF30 Customer (11 Sep 2015 to 1 Apr 2018)

No changes recorded yet.