Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RIVERPARK INVESTMENT & FINANCIAL CONSULTANTS LTD. (no longer approved here)

    FRN 455480

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jan 2024)
    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
  • FD Wealth Ltd (no longer approved here)

    FRN 231408

    • CF30 Customer (1 Nov 2007 to 11 Jan 2013)
    • CF21 Investment Adviser (4 Oct 2005 to 31 Oct 2007)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.