Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 12 Jul 2023)
    • CF1 Director (AR) (since 30 Jun 2023)
    • CF30 Customer (since 30 Jun 2023)
    • (1)Employed By (since 30 Jun 2023)
  • FD Wealth Ltd (no longer approved here)

    FRN 231408

    • [FCA CF] Client dealing (4 Nov 2020 to 23 Jun 2023)
    • [FCA CF] Functions requiring qualifications (4 Nov 2020 to 23 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 23 Jun 2023)
    • CF1 Director (28 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (17 Jul 2019 to 8 Dec 2019)
  • AAB Wealth Limited (no longer approved here)

    FRN 608548

    • CF30 Customer (5 Jul 2018 to 1 Jul 2019)
  • Partners Wealth Management Solutions Limited (no longer approved here)

    FRN 739045

    • CF30 Customer (11 Apr 2017 to 11 Jun 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (18 Feb 2016 to 30 Jun 2017)
  • Merito Financial Services Ltd (no longer approved here)

    FRN 565825

    • Employed By (18 Feb 2016 to 30 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.