AAB Wealth Limited

• Principal Place of Business

  Kingshill View

  Kingswells Causeway

  Prime Four Business Park

  Kingswells

  Aberdeen

  Aberdeenshire

  AB15 8PU

  UNITED KINGDOM

  Phone

  +441224625111

  Web

  https://www.aabwealth.uk

• Complaints Contact

  Kingshill View

  Kingswells Causeway

  Prime Four Business Park, Kingswells

  Aberdeen

  AB15 8PU

  UNITED KINGDOM

  Phone

  +441224625111

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Paterson

  IRN AXP01984

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Oct 2022)
  • CF29 Significant management (1 Apr 2014 to 8 Dec 2019)
  • CF2 Non Executive Director (1 Apr 2014 to 8 Dec 2019)
• Alan Stott Turner

  IRN AST01075

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2022)
  • [FCA CF] Client dealing (since 1 Dec 2022)
• Alastair Moore

  IRN AXM44441

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 23 May 2022)
  • [FCA CF] Functions requiring qualifications (since 23 May 2022)
  • [FCA CF] Client dealing (1 Mar 2020 to 29 Oct 2021)
  • [FCA CF] Functions requiring qualifications (1 Mar 2020 to 29 Oct 2021)
• Alison Lovie Young Henderson

  IRN ALH01052

  • [FCA CF] Functions requiring qualifications (1 Mar 2020 to 16 Oct 2020)
• Alister John Link

  IRN AJL00017

  • CF30 Customer (1 Apr 2014 to 1 Dec 2014)
• Andrew Dines

  IRN AXD01673

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF1 Chief Executive (since 13 Jan 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (19 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Andrew James Ferguson Reynolds

  IRN AJR01414

  • CF30 Customer (5 Jul 2018 to 1 Jul 2019)
• Andrew Paul Gardner

  IRN AXG18378

  • [FCA CF] Client dealing (8 Sep 2025 to 6 Jan 2026)
  • [FCA CF] Functions requiring qualifications (8 Sep 2025 to 6 Jan 2026)
• Bernard Higgins

  IRN BXH01106

  • SMF9 Chair of the Governing Body (7 Jul 2020 to 30 Apr 2022)
• Claire McMahon

  IRN CXM00851

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Apr 2023)
  • [FCA CF] Client dealing (since 3 Apr 2023)

No changes recorded yet.