Alastair Moore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AAB Wealth Limited

    FRN 608548

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 May 2022)
    • [FCA CF] Client dealing (since 23 May 2022)
    • [FCA CF] Client dealing (1 Mar 2020 to 29 Oct 2021)
    • [FCA CF] Functions requiring qualifications (1 Mar 2020 to 29 Oct 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (21 Dec 2021 to 20 May 2022)
    • CF30 Customer (20 Dec 2021 to 20 May 2022)
  • Platinum Financial Planning Limited (no longer approved here)

    FRN 409778

    • Employed By (20 Dec 2021 to 20 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

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