Alison Lovie Young Henderson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peterkins

    FRN 113007

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2021)
  • AAB Wealth Limited (no longer approved here)

    FRN 608548

    • [FCA CF] Functions requiring qualifications (1 Mar 2020 to 16 Oct 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (20 Apr 2010 to 2 Mar 2012)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
  • Medical & Dental Financial Planners Ltd (no longer approved here)

    FRN 230679

    • (3)Employed By (4 Dec 2006 to 30 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.