Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ledingham Chalmers Financial Limited
FRN 196274
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 21 May 2024)
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- [FCA CF] Client dealing (1 Sep 2023 to 3 May 2024)
- [FCA CF] Functions requiring qualifications (1 Sep 2023 to 3 May 2024)
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- Appointed representative dealing with clients for which they require qualification (13 Jan 2020 to 31 Aug 2023)
- CF30 Customer (9 Jan 2020 to 31 Aug 2023)
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- Employed By (9 Jan 2020 to 31 Aug 2023)
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- CF30 Customer (16 Mar 2015 to 27 Apr 2016)
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- CF30 Customer (1 Apr 2014 to 1 Dec 2014)
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- CF30 Customer (1 Oct 2013 to 31 Mar 2014)
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- Employed By (1 Oct 2013 to 31 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.