Ledingham Chalmers Financial Limited

• Principal Place of Business

  Johnstone House

  52-54 Rose Street

  Aberdeen

  Aberdeenshire

  AB10 1HA

  UNITED KINGDOM

  Phone

  +441224408535

• Complaints Contact

  Johnstone House

  52-54 Rose Street

  Aberdeen

  Aberdeenshire

  AB10 1HA

  UNITED KINGDOM

  Phone

  +441224408535

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alister John Link

  IRN AJL00017

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 May 2024)
• Christopher James Hay

  IRN CXH00145

  • [FCA CF] Client dealing (1 Dec 2020 to 16 Dec 2022)
  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 16 Dec 2022)
• Colin Findlay Morgan

  IRN CFM00017

  • Responsibility for MCD Intermediation (21 Mar 2016 to 25 Jun 2018)
  • CF30 Customer (20 May 2010 to 25 Jun 2018)
  • CF10 Compliance Oversight (20 May 2010 to 8 Feb 2018)
  • Responsible for Insurance Mediation (14 Jan 2005 to 14 Feb 2005)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 14 Jan 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Jan 2005)
  • CF1 Director (1 Dec 2001 to 14 Jan 2005)
• Craig Andrew Pike

  IRN CXP00776

  • SMF3 Executive Director (since 1 Jan 2026)
• Daniel Stewart

  IRN DXS00246

  • CF1 Director (1 Dec 2001 to 31 Mar 2019)
• David Alexander Allen

  IRN DAA00002

  • CF30 Customer (1 Nov 2007 to 28 Apr 2010)
  • Responsible for Insurance Mediation (14 Feb 2005 to 28 Apr 2010)
  • CF1 Director (1 Dec 2004 to 28 Apr 2010)
  • CF10 Compliance Oversight (1 Dec 2004 to 28 Apr 2010)
  • CF11 Money Laundering Reporting (1 Dec 2004 to 28 Apr 2010)
  • CF21 Investment Adviser (1 Dec 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2004 to 31 Mar 2009)
• David Bartle Chirnside

  IRN DXC01634

  • CF21 Investment Adviser (13 Aug 2004 to 29 Oct 2004)
• Douglas Blanchard

  IRN DXB01793

  • [FCA CF] Client dealing (1 Dec 2020 to 10 May 2024)
  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 10 May 2024)
  • CF30 Customer (1 Dec 2018 to 8 Dec 2019)
• Douglas Morgan Watson

  IRN DMW01231

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
  • CF1 Director (21 Dec 2017 to 8 Dec 2019)
• June Hodge

  IRN JXH01900

  • CF22 Investment Adviser (Trainee) (1 Dec 2004 to 4 Nov 2005)

• Burnett Reid Morgan Wealth Management Limited (no longer appointed)

  FRN 529805 · Appointed 17 Aug 2010 · Until 12 Jun 2018

No changes recorded yet.