Ledingham Chalmers Financial Limited

• Principal Place of Business

  Johnstone House

  52-54 Rose Street

  Aberdeen

  Aberdeenshire

  AB10 1HA

  UNITED KINGDOM

  Phone

  +441224408535

• Complaints Contact

  Johnstone House

  52-54 Rose Street

  Aberdeen

  Aberdeenshire

  AB10 1HA

  UNITED KINGDOM

  Phone

  +441224408535

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kenneth Smith

  IRN KXS00069

  • [FCA CF] Client dealing (1 Dec 2020 to 16 Jun 2023)
  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 16 Jun 2023)
• Malcolm Donald Laing

  IRN MDL00038

  • CF1 Director (1 Dec 2001 to 21 Nov 2017)
• Martin Leslie Vaughan Williams

  IRN MLW00006

  • [FCA CF] Client dealing (1 Dec 2020 to 16 Feb 2024)
  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 16 Feb 2024)
  • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
• Michael Steven Cunningham

  IRN MXC14594

  • SMF3 Executive Director (9 Dec 2019 to 26 Nov 2020)
  • CF1 Director (19 Jul 2019 to 8 Dec 2019)
• Paul Michael Lewis

  IRN PML01065

  • CF1 Director (1 Mar 2007 to 1 May 2013)
• Paul Murison

  IRN PXM00556

  • [FCA CF] Client dealing (13 Dec 2022 to 16 Feb 2024)
  • [FCA CF] Functions requiring qualifications (13 Dec 2022 to 16 Feb 2024)
• Peter Murray

  IRN PXM02853

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (18 Dec 2017 to 8 Dec 2019)
• Philip John Annand

  IRN PJA01078

  • [FCA CF] Client dealing (1 Dec 2020 to 13 Dec 2022)
  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 13 Dec 2022)
  • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 30 Apr 2022)
  • Responsible for Insurance Mediation (2 Jul 2018 to 30 Sep 2018)
  • Responsibility for MCD Intermediation (2 Jul 2018 to 30 Apr 2022)
  • CF11 Money Laundering Reporting (22 Jan 2018 to 8 Dec 2019)
  • CF1 Director (22 Jan 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (22 Jan 2018 to 8 Dec 2019)
  • CF30 Customer (22 Jan 2018 to 8 Dec 2019)
• Robert Douglas Struthers Brodie

  IRN RDB01102

  • CF1 Director (16 Apr 2004 to 1 May 2013)
• Wayne Baber

  IRN WXB01092

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 May 2022)
  • SMF16 Compliance Oversight (since 27 May 2022)
  • Responsibility for MCD Intermediation (since 27 May 2022)
  • Responsible for Insurance Distribution (since 27 May 2022)
  • SMF3 Executive Director (since 27 May 2022)
  • [FCA CF] Client dealing (since 1 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)

• Burnett Reid Morgan Wealth Management Limited (no longer appointed)

  FRN 529805 · Appointed 17 Aug 2010 · Until 12 Jun 2018

No changes recorded yet.