Philip John Annand

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (11 May 2022 to 14 Sep 2023)
    • [FCA CF] Client dealing (11 May 2022 to 14 Sep 2023)
  • Ledingham Chalmers Financial Limited (no longer approved here)

    FRN 196274

    • [FCA CF] Client dealing (1 Dec 2020 to 13 Dec 2022)
    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 13 Dec 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Apr 2022)
    • Responsibility for MCD Intermediation (2 Jul 2018 to 30 Apr 2022)
    • Responsible for Insurance Mediation (2 Jul 2018 to 30 Sep 2018)
    • CF1 Director (22 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (22 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.