Colin Findlay Morgan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ferguson Law Financial Services Ltd

    FRN 579842

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Jul 2025)
  • Clifton Wealth Partnership (Aberdeen) Ltd (no longer approved here)

    FRN 991021

    • Employed By (6 Mar 2023 to 30 Sep 2024)
  • Clifton Wealth Partnership Ltd (no longer approved here)

    FRN 541273

    • [FCA CF] Client dealing (18 Nov 2022 to 31 Jul 2024)
    • CF30 Customer (18 Nov 2022 to 30 Sep 2024)
    • [FCA CF] Functions requiring qualifications (18 Nov 2022 to 31 Jul 2024)
  • Ledingham Chalmers Financial Limited (no longer approved here)

    FRN 196274

    • Responsibility for MCD Intermediation (21 Mar 2016 to 25 Jun 2018)
    • CF10 Compliance Oversight (20 May 2010 to 8 Feb 2018)
    • CF30 Customer (20 May 2010 to 25 Jun 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 14 Feb 2005)
    • CF1 Director (1 Dec 2001 to 14 Jan 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 14 Jan 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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