Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (21 Feb 2025 to 19 Dec 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Feb 2025 to 19 Dec 2025)
- SMF3 Executive Director (21 Feb 2025 to 19 Dec 2025)
- [FCA CF] Manager of certification employee (25 Oct 2024 to 11 Dec 2025)
- [FCA CF] Functions requiring qualifications (25 Oct 2024 to 11 Dec 2025)
- [FCA CF] Client dealing (25 Oct 2024 to 11 Dec 2025)
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- [FCA CF] Client dealing (9 Dec 2020 to 30 Apr 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 30 Apr 2023)
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- CF30 Customer (2 Feb 2017 to 7 Oct 2020)
- CF1 Director (AR) (2 Feb 2017 to 7 Oct 2020)
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- CF1 Director (AR) (11 Dec 2014 to 31 Jan 2017)
- CF30 Customer (14 Nov 2011 to 12 Nov 2014)
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- CF1 Director (AR) (31 Mar 2013 to 12 Nov 2014)
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- CF1 Director (AR) (8 Dec 2008 to 8 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.