Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FD Wealth Ltd (no longer approved here)

    FRN 231408

    • SMF16 Compliance Oversight (21 Feb 2025 to 19 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (21 Feb 2025 to 19 Dec 2025)
    • SMF3 Executive Director (21 Feb 2025 to 19 Dec 2025)
    • [FCA CF] Manager of certification employee (25 Oct 2024 to 11 Dec 2025)
    • [FCA CF] Functions requiring qualifications (25 Oct 2024 to 11 Dec 2025)
    • [FCA CF] Client dealing (25 Oct 2024 to 11 Dec 2025)
  • MCHB WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 126147

    • [FCA CF] Client dealing (9 Dec 2020 to 30 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 30 Apr 2023)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (2 Feb 2017 to 7 Oct 2020)
    • CF1 Director (AR) (2 Feb 2017 to 7 Oct 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (11 Dec 2014 to 31 Jan 2017)
    • CF30 Customer (14 Nov 2011 to 12 Nov 2014)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (31 Mar 2013 to 12 Nov 2014)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (8 Dec 2008 to 8 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.