Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 17 May 2021)
    • [FCA CF] Client dealing (since 17 May 2021)
  • DRUMNOR INVESTMENTS LIMITED (no longer approved here)

    FRN 613500

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2021)
    • CF30 Customer (22 Feb 2018 to 8 Dec 2019)
  • ALDER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 122428

    • CF30 Customer (24 Nov 2010 to 10 Nov 2017)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (1 Nov 2007 to 26 Jun 2009)
    • CF26 Customer Trading (30 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.