Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 7 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2023)
    • [FCA CF] Client dealing (since 7 Feb 2023)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 May 2021)
    • CF1 Director (AR) (18 Aug 2017 to 12 May 2021)
    • CF30 Customer (17 Aug 2017 to 12 May 2021)
  • Cyberifa Limited (no longer approved here)

    FRN 220006

    • Employed By (5 Sep 2005 to 23 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.