DRUMNOR INVESTMENTS LIMITED

• Principal Place of Business

  Drumnor Investments Ltd

  Whitehall House

  35 Yeaman Shore

  Dundee

  Dundee City

  DD1 4BU

  UNITED KINGDOM

  Phone

  +441382755800

  Web

  https://www.drumnor.co.uk

• Complaints Contact

  Drumnor Investments Ltd

  Whitehall House

  35 Yeaman Shore

  Dundee

  Dundee City

  DD1 4BU

  UNITED KINGDOM

  Phone

  +441382797600

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice, Re-mortgage advice, Lifetime mortgage advice, Buy-to-let mortgage advice and 2nd charge mortgage advice.

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edward Louis Rosengarten

  IRN ELR01006

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 27 Sep 2024)
  • CF2 Non Executive Director (2 Sep 2019 to 8 Dec 2019)
• Gail Alison Craig

  IRN GAM01066

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 Jul 2019 to 8 Dec 2019)
• Gavin Richard Dobson

  IRN GRD01056

  • CF2 Non Executive Director (14 Sep 2016 to 8 Nov 2018)
• George Patrick James Laidlaw

  IRN GXL07358

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 12 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 12 Sep 2024)
• Graeme Alexander Young

  IRN GAY01008

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Mar 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Mar 2023)
  • CF30 Customer (22 Oct 2014 to 8 Dec 2019)
• Graeme Richard Brown

  IRN GRB01146

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 May 2025)
  • CF2 Non Executive Director (22 Oct 2014 to 8 Dec 2019)
• Hugh Stewart Taylor

  IRN HST00005

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 13 Feb 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (5 Nov 2014 to 8 Dec 2019)
• Jeremy Jon Dufton

  IRN JJD00011

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2021)
  • CF30 Customer (3 Sep 2015 to 8 Dec 2019)
• John Paul James

  IRN JPJ01018

  • CF30 Customer (11 Apr 2016 to 31 Dec 2018)
• Leigh Grubb

  IRN LXG01044

  • CF1 Director (11 Apr 2017 to 17 May 2019)
  • CF11 Money Laundering Reporting (11 Jan 2017 to 17 May 2019)
  • CF10 Compliance Oversight (11 Jan 2017 to 17 May 2019)

No changes recorded yet.