Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DRUMNOR INVESTMENTS LIMITED
FRN 613500
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (31 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (9 Sep 2009 to 6 Mar 2016)
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- CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)
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- CF27 Investment Management (1 Dec 2001 to 30 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.