Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Sep 2024)
    • [FCA CF] Client dealing (since 12 Sep 2024)
  • Gilson Gray Financial Limited (no longer approved here)

    FRN 628199

    • (15)Employed By (27 Mar 2023 to 1 Jul 2024)
  • John Scott Davidson Ltd (no longer approved here)

    FRN 497942

    • (4)Employed By (16 Feb 2021 to 1 Jul 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2024)
    • CF30 Customer (18 Oct 2018 to 1 Jul 2024)
  • Cruse Wealth Management Ltd (no longer approved here)

    FRN 531253

    • Employed By (10 Oct 2019 to 1 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.