DRUMNOR INVESTMENTS LIMITED

• Principal Place of Business

  Drumnor Investments Ltd

  Whitehall House

  35 Yeaman Shore

  Dundee

  Dundee City

  DD1 4BU

  UNITED KINGDOM

  Phone

  +441382755800

  Web

  https://www.drumnor.co.uk

• Complaints Contact

  Drumnor Investments Ltd

  Whitehall House

  35 Yeaman Shore

  Dundee

  Dundee City

  DD1 4BU

  UNITED KINGDOM

  Phone

  +441382797600

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice, Re-mortgage advice, Lifetime mortgage advice, Buy-to-let mortgage advice and 2nd charge mortgage advice.

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manliffe Patrick Goodbody

  IRN MXG01321

  • CF30 Customer (22 Oct 2014 to 31 Dec 2015)
• Matthew Andrew Brown

  IRN MAB01440

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 Jan 2017 to 8 Dec 2019)
• Matthew James Strachan

  IRN MJS01495

  • 14. Managing investments
  • SMF16 Compliance Oversight (since 21 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Mar 2025)
  • SMF3 Executive Director (since 28 Nov 2022)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Jun 2016 to 8 Dec 2019)
• Nicholas Barclay

  IRN NXB01192

  • CF2 Non Executive Director (22 Oct 2014 to 8 Nov 2018)
• Richard Thomas Forde

  IRN RTF01022

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Sep 2022)
  • [FCA CF] Client dealing (since 15 Sep 2022)
• Sarah Peter-Smith

  IRN SXP00424

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 15 Jun 2021)
  • [FCA CF] Client dealing (since 15 Jun 2021)
• Scott Charles Milne

  IRN SCM01169

  • SMF9 Chair of the Governing Body (since 1 Aug 2025)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 27 Sep 2024)
  • CF2 Non Executive Director (22 Oct 2014 to 8 Dec 2019)
• Scott John Cassie

  IRN SXC00560

  • [FCA CF] Functions requiring qualifications (19 Apr 2022 to 16 Jul 2024)
  • [FCA CF] Client dealing (19 Apr 2022 to 16 Jul 2024)
• Stephen James Nicholson Webster

  IRN SJW01191

  • SMF1 Chief Executive (9 Dec 2019 to 20 Jan 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 20 Jan 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Jan 2025)
  • SMF3 Executive Director (9 Dec 2019 to 20 Jan 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Feb 2025)
  • CF1 Director (26 Jul 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 20 Jan 2025)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 5 Jan 2017)
  • CF10 Compliance Oversight (22 Oct 2014 to 11 Jan 2017)
  • CF11 Money Laundering Reporting (22 Oct 2014 to 11 Jan 2017)
  • CF3 Chief Executive (22 Oct 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (22 Oct 2014 to 30 Sep 2018)
• Susan Ann Bennett

  IRN SAB01257

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
  • CF30 Customer (9 Jan 2017 to 8 Dec 2019)

No changes recorded yet.