Susan Ann Bennett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advanta Wealth Ltd

    FRN 605977

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 23 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 23 Jun 2022)
  • DRUMNOR INVESTMENTS LIMITED (no longer approved here)

    FRN 613500

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
    • CF30 Customer (9 Jan 2017 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Sep 2008 to 4 Sep 2012)
    • CF22 Investment Adviser (Trainee) (28 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.