Stephen James Nicholson Webster

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DRUMNOR INVESTMENTS LIMITED (no longer approved here)

    FRN 613500

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Jan 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Feb 2025)
    • SMF3 Executive Director (9 Dec 2019 to 20 Jan 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Jan 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 20 Jan 2025)
    • CF1 Director (26 Jul 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Jan 2025)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 5 Jan 2017)
    • CF3 Chief Executive (22 Oct 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Oct 2014 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (22 Oct 2014 to 11 Jan 2017)
    • CF10 Compliance Oversight (22 Oct 2014 to 11 Jan 2017)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (16 Oct 2008 to 20 Oct 2009)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Oct 2002)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Oct 2002)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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