Scott John Cassie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
  • DRUMNOR INVESTMENTS LIMITED (no longer approved here)

    FRN 613500

    • [FCA CF] Client dealing (19 Apr 2022 to 16 Jul 2024)
    • [FCA CF] Functions requiring qualifications (19 Apr 2022 to 16 Jul 2024)
  • Forth Capital Advisers Limited (no longer approved here)

    FRN 811535

    • [FCA CF] Functions requiring qualifications (20 May 2021 to 18 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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