Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
WPS ADVISORY Ltd
FRN 624546
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (18 Oct 2017 to 8 Dec 2019)
-
- CF30 Customer (23 Oct 2013 to 7 Apr 2017)
-
- CF30 Customer (7 Feb 2011 to 31 Oct 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.