Ashley Stefan Whitaker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Affinity Financial Awareness Limited (no longer approved here)
FRN 409160
- [FCA CF] Functions requiring qualifications (7 Jul 2020 to 30 Jun 2022)
Wealth At Work Limited (no longer approved here)
FRN 417367
- [FCA CF] Functions requiring qualifications (7 Jul 2020 to 30 Jun 2022)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF4 Partner (AR) (19 Feb 2018 to 2 Apr 2020)
- CF30 Customer (1 Nov 2007 to 2 Apr 2020)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Sovereign Wealth Limited (no longer approved here)
FRN 471459
- (14)Employed By (5 Jan 2017 to 2 Apr 2020)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.