Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Client dealing (8 Sep 2023 to 11 Jul 2024)
    • [FCA CF] Functions requiring qualifications (8 Sep 2023 to 11 Jul 2024)
  • IMPERIAL WEALTH ADVISORY LTD (no longer approved here)

    FRN 815621

    • [FCA CF] Functions requiring qualifications (8 Nov 2021 to 20 Nov 2023)
    • [FCA CF] Client dealing (8 Nov 2021 to 20 Nov 2023)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Aug 2021)
    • CF30 Customer (24 Aug 2017 to 8 Dec 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Aug 2021)
    • CF30 Customer (24 Aug 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.