Affinity Financial Awareness Limited

Date authorised
1 April 2013
Companies House
05246999
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Foor
    5 St Paul's Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +448000492011
    Web
    https://www.affinityadvise.co.uk

  • Complaints Contact

    Third Floor
    5 St Paul's Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +448000492011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Thomas Saunders

    IRN BXS00353

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Oct 2025)
  • Bernard Robert Reeby

    IRN BRR00004

    • CF30 Customer (1 Mar 2011 to 25 Jun 2013)
  • Bilgutay Onder Mustafa

    IRN BXM01501

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 22 Jun 2021)
    • CF30 Customer (5 Oct 2019 to 8 Dec 2019)
  • Brian George Copping

    IRN BGC00004

    • CF30 Customer (1 Nov 2007 to 8 Apr 2017)
    • CF21 Investment Adviser (25 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Jan 2007 to 25 Sep 2007)
  • Brian Petrie James McNair

    IRN BPM00007

    • CF30 Customer (1 Nov 2007 to 28 Jun 2016)
    • CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Sep 2006 to 10 Aug 2007)
  • Bruce MacKenzie Fraser

    IRN BMF01018

    • CF11 Money Laundering Reporting (24 Nov 2004 to 5 May 2015)
  • Carl Anthony O'Connell

    IRN CAO00010

    • CF22 Investment Adviser (Trainee) (13 Jul 2007 to 2 Aug 2007)
  • Charles Hartley

    IRN CXH00405

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2023)
  • Charles Philip Spear

    IRN CPS00013

    • CF30 Customer (1 Nov 2007 to 12 Jul 2016)
    • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)
  • Chris William Clay

    IRN CXC00405

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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