Carl Anthony O'Connell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aston Court Chambers Wealth Management Limited (no longer approved here)
FRN 194725
- Employed By (13 Nov 2008 to 20 Oct 2010)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF30 Customer (12 Nov 2008 to 20 Oct 2010)
TAVISTOCK PARTNERS (UK) LTD (no longer approved here)
FRN 230342
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (27 Oct 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Sep 2004 to 27 Oct 2005)
Affinity Financial Awareness Limited (no longer approved here)
FRN 409160
- CF22 Investment Adviser (Trainee) (13 Jul 2007 to 2 Aug 2007)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (5 Mar 2002 to 17 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.