Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christian John Darnell

  IRN CXD00290

  • [FCA CF] Functions requiring qualifications (4 Oct 2021 to 19 Aug 2025)
• Christine Dorothy Dragunas

  IRN CDD00003

  • CF1 Director (24 Nov 2004 to 2 Jun 2016)
• Christine Fox

  IRN CXF01521

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 27 Apr 2022)
• Christopher Graeme Harris

  IRN CXH02038

  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 1 Sep 2022)
  • CF30 Customer (15 Aug 2017 to 8 Dec 2019)
• Christopher Joseph Herbert

  IRN CXH00112

  • CF21 Investment Adviser (25 Sep 2006 to 10 Apr 2007)
  • CF22 Investment Adviser (Trainee) (12 Jan 2006 to 25 Sep 2006)
• Christopher Malcolm Simpson

  IRN CMS01233

  • [FCA CF] Functions requiring qualifications (14 Mar 2025 to 10 Jun 2025)
• Christopher Matthew Brown

  IRN CMB01263

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2020)
  • CF30 Customer (2 May 2019 to 8 Dec 2019)
• Christopher Michael Austin

  IRN CMA01074

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jul 2022)
  • CF30 Customer (7 May 2019 to 8 Dec 2019)
• Christopher Philip Camp

  IRN CPC01067

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
• Christopher Speak

  IRN CXS01381

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 18 Dec 2023)

No changes recorded yet.