Christopher Graeme Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 1 Sep 2022)
    • CF30 Customer (15 Aug 2017 to 8 Dec 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 1 Sep 2022)
    • CF30 Customer (15 Aug 2017 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Mar 2016 to 5 Jun 2017)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (192)Employed By (1 Mar 2016 to 5 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.