Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Clive Herbert Kingsbury

  IRN CHK01005

  • CF30 Customer (10 Apr 2019 to 7 Oct 2019)
• Colin Beech

  IRN CXB00040

  • CF21 Investment Adviser (29 Dec 2005 to 20 Jun 2006)
  • CF22 Investment Adviser (Trainee) (24 Nov 2004 to 29 Dec 2005)
• Colin Brennan

  IRN CXB19037

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2020)
  • CF30 Customer (23 Aug 2019 to 8 Dec 2019)
• Craig William Furner

  IRN CWF00014

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Dec 2019)
• Cyndy Louise Toole

  IRN CLB01137

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 13 Feb 2025)
  • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 1 Jan 2024)
  • CF30 Customer (6 Jun 2017 to 8 Dec 2019)
• Daniel James Kilgour Miller

  IRN DXM03026

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (14 Sep 2018 to 8 Dec 2019)
• Daniel Tonge

  IRN DXT01357

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (21 Oct 2016 to 8 Dec 2019)
• Daniel William Bird Bartling

  IRN DWB01153

  • [FCA CF] Functions requiring qualifications (17 Jan 2020 to 11 Aug 2020)
• Danielle Elizabeth Bearfield

  IRN DEB33612

  • [FCA CF] Functions requiring qualifications (23 May 2022 to 29 Mar 2023)
• Danny Thomas Bowling

  IRN DTB01073

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Jan 2020)

No changes recorded yet.