Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Darran Lawson Jackson

  IRN DLJ00014

  • CF30 Customer (15 Nov 2010 to 28 Jun 2016)
• Darren John Traynor

  IRN DJT01264

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Apr 2026)
  • CF30 Customer (29 Nov 2019 to 8 Dec 2019)
• Darryl Ian Barr

  IRN DIB01022

  • CF30 Customer (10 Jan 2019 to 20 Jun 2019)
• David Alan Verey

  IRN DAV00013

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 22 Jan 2026)
• David Anthony Dallison

  IRN DAD01090

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Feb 2023)
• David Charles Garnett

  IRN DCG00016

  • CF30 Customer (1 Nov 2007 to 1 Mar 2008)
  • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)
• David Frank Williams

  IRN DFW00001

  • CF30 Customer (21 Mar 2013 to 28 Jun 2016)
• David Frederick Cassidy

  IRN DFC00001

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF1 Director (10 Jun 2016 to 8 Dec 2019)
  • CF3 Chief Executive (10 Jun 2016 to 8 Dec 2019)
• David James Kelly

  IRN DJK00043

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2020)
  • CF30 Customer (24 May 2017 to 8 Dec 2019)
• David James Williams

  IRN DJW00054

  • CF30 Customer (12 Apr 2019 to 13 Nov 2019)

No changes recorded yet.