Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Michael Seal

  IRN DMS00017

  • CF30 Customer (1 Nov 2007 to 12 Jul 2016)
  • CF24 Pension Transfer Specialist (9 Feb 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 May 2006 to 9 Feb 2007)
• David Philip Howl

  IRN DPH00004

  • CF21 Investment Adviser (24 Nov 2004 to 11 Apr 2005)
• David Richard Little

  IRN DRL01062

  • CF30 Customer (1 Dec 2018 to 14 Aug 2019)
• David Rose

  IRN DXR00005

  • CF30 Customer (1 Nov 2007 to 28 Jun 2008)
  • CF22 Investment Adviser (Trainee) (12 Apr 2007 to 31 Oct 2007)
• David Steward

  IRN DXS08568

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
• Derek Charles Baigent

  IRN DCB01063

  • CF30 Customer (11 Nov 2009 to 28 Jun 2016)
• Dominic Stephen Ollis

  IRN DSO01028

  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 17 Feb 2022)
• Dylan Rodney Babatunde Davies

  IRN DRD01045

  • [FCA CF] Functions requiring qualifications (30 May 2023 to 20 Feb 2025)
• Edward Stephen Gage

  IRN EXG01438

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 May 2022)
  • CF30 Customer (27 Jul 2019 to 8 Dec 2019)
• Elizabeth Wright

  IRN EXW00003

  • CF30 Customer (9 May 2011 to 21 Jun 2011)

No changes recorded yet.