Dominic Stephen Ollis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2025)
  • Evelyn Partners Discretionary Investment Management Limited

    FRN 147103

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
    • [FCA CF] Client dealing (since 4 Apr 2025)
  • Evelyn Partners Investment Management LLP

    FRN 580531

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 Dec 2022)
    • [FCA CF] Client dealing (since 21 Dec 2022)
    • CF30 Customer (10 Jul 2018 to 8 Dec 2019)
  • Evelyn Partners Investment Management Services Limited

    FRN 165169

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 21 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 21 Dec 2022)
    • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Client dealing (14 Mar 2022 to 21 Nov 2022)
    • [FCA CF] Functions requiring qualifications (14 Mar 2022 to 21 Nov 2022)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 17 Feb 2022)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 17 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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