David Steward

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Affinity Financial Awareness Limited

    FRN 409160

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
  • Wealth At Work Limited

    FRN 417367

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (28 Feb 2022 to 23 Oct 2023)
    • CF30 Customer (10 Feb 2022 to 23 Oct 2023)
  • Almond Financial Ltd (no longer approved here)

    FRN 810507

    • (2)Employed By (10 Feb 2022 to 23 Oct 2023)
  • Investment and Tax Advisory Services Limited (no longer approved here)

    FRN 209529

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Dec 2021)
    • CF30 Customer (1 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Almond Financial Ltd

  2. controlled function added: (2)Employed By at Almond Financial Ltd