Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 Aug 2013)
    • (35)Employed By (since 6 Aug 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (20 Sep 2011 to 29 Jul 2013)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (9 May 2011 to 21 Jun 2011)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 9 Apr 2010)
    • CF21 Investment Adviser (14 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jun 2005 to 14 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.