Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lighthouse Advisory Services Limited
FRN 195199
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 6 Aug 2013)
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Lighthouse Financial Advice Limited
FRN 225502
- (35)Employed By (since 6 Aug 2013)
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- CF30 Customer (20 Sep 2011 to 29 Jul 2013)
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- CF30 Customer (9 May 2011 to 21 Jun 2011)
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- CF30 Customer (1 Nov 2007 to 9 Apr 2010)
- CF21 Investment Adviser (14 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Jun 2005 to 14 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.