Affinity Financial Awareness Limited

Date authorised
1 April 2013
Companies House
05246999
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Foor
    5 St Paul's Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +448000492011
    Web
    https://www.affinityadvise.co.uk

  • Complaints Contact

    Third Floor
    5 St Paul's Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +448000492011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ellen Yvonne Mary Kenny

    IRN EYK01001

    • CF21 Investment Adviser (2 Jun 2005 to 31 Aug 2005)
    • CF22 Investment Adviser (Trainee) (24 Nov 2004 to 2 Jun 2005)
  • Fatema Ali

    IRN FXA01655

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2020)
    • CF30 Customer (21 Nov 2019 to 8 Dec 2019)
  • Fraser Tait

    IRN FXT01108

    • CF30 Customer (5 Sep 2014 to 11 Apr 2019)
  • Garth Donnan

    IRN GXD81188

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Feb 2023)
  • Gary John Coe

    IRN GXC01488

    • CF30 Customer (9 Jun 2016 to 29 Mar 2019)
  • Geoffrey Charles White

    IRN GCW00008

    • CF30 Customer (1 Nov 2007 to 27 Jul 2012)
    • CF21 Investment Adviser (4 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Apr 2005 to 4 Jan 2007)
  • George Morris Owen

    IRN GMO00001

    • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
    • CF21 Investment Adviser (16 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2004 to 16 Mar 2005)
  • Giles Sinclair Garlick

    IRN GSG00008

    • CF30 Customer (12 Aug 2016 to 8 Feb 2017)
  • Gillian McGuire

    IRN GXL01546

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2020)
    • CF30 Customer (18 Nov 2019 to 8 Dec 2019)
  • Glen Macdonald Dickson

    IRN GMD00008

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
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Recent activity

Updates to this firm's record on the FCA register.

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