Gillian McGuire

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF30 Customer (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF30 Customer (12 Jun 2017 to 23 Aug 2017)
  • Quilter Financial Planning Solutions Limited

    FRN 184591

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 14 Apr 2025)
    • CF30 Customer (since 7 Apr 2025)
  • Findlay & Co Financial Solutions Ltd

    FRN 769877

    • (3)Employed By (since 7 Apr 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (29 Nov 2024 to 31 Jan 2025)
    • [FCA CF] Client dealing (29 Nov 2024 to 31 Jan 2025)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (31 May 2022 to 21 Oct 2024)
    • [FCA CF] Client dealing (31 May 2022 to 21 Oct 2024)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2020)
    • CF30 Customer (18 Nov 2019 to 8 Dec 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2020)
    • CF30 Customer (18 Nov 2019 to 8 Dec 2019)
  • ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 631117

    • (178)CF30 Customer (1 Oct 2017 to 11 Oct 2019)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (563)Employed By (12 Jun 2017 to 23 Aug 2017)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (26 Jan 2015 to 16 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (178)CF30 Customer at ELLIS BATES WEALTH MANAGEMENT LTD