Findlay & Co Financial Solutions Ltd

This firm operates as an appointed representative of Quilter Financial Planning Solutions Limited and QUILTER FINANCIAL SERVICES LIMITED. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Alistair McLean
IRN AXM01175
- (2)Employed By (23 Jun 2022 to 8 Jul 2022)
Gillian McGuire
IRN GXL01546
- (3)Employed By (since 7 Apr 2025)
Kenneth Findlay
IRN KJF00015
- (1)Employed By (since 24 Jan 2017)
Mark Lyden Imlah
IRN MLI00001
- (4)Employed By (29 Sep 2021 to 11 Apr 2023)
Michael Alan Smith
IRN MAS00094
- (2)Employed By (since 22 Oct 2025)
Nicola Willis
IRN NXW00254
- (1)Employed By (28 Nov 2022 to 20 Feb 2026)
Thomas Lees Tait
IRN TLT00002
- (3)Employed By (26 Aug 2020 to 27 Jul 2022)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.