Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (5 Oct 2021 to 11 Apr 2023)
    • CF30 Customer (29 Sep 2021 to 11 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Apr 2023)
    • CF21 Investment Adviser (22 Jan 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Oct 2003 to 22 Jan 2004)
  • Findlay & Co Financial Solutions Ltd (no longer approved here)

    FRN 769877

    • (4)Employed By (29 Sep 2021 to 11 Apr 2023)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
  • Heritage Financial Partners Limited (no longer approved here)

    FRN 200389

    • (46)Employed By (17 Aug 2001 to 24 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.