Gary John Coe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Jul 2024)
    • [FCA CF] Client dealing (since 15 Jul 2024)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (9 Jun 2016 to 29 Mar 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF30 Customer (8 Nov 2012 to 29 Mar 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 Nov 2011 to 27 Sep 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 1 Nov 2011)
    • CF22 Investment Adviser (Trainee) (21 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.