Giles Sinclair Garlick

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Laithwaite Financial Services Limited (no longer approved here)
FRN 225044
- [FCA CF] Functions requiring qualifications (31 May 2023 to 29 Dec 2023)
- [FCA CF] Client dealing (31 May 2023 to 29 Dec 2023)
MPL Wealth Management Limited (no longer approved here)
FRN 180309
- SMF3 Executive Director (2 Feb 2022 to 7 Feb 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Feb 2023)
- CF30 Customer (3 Jun 2017 to 8 Dec 2019)
Affinity Financial Awareness Limited (no longer approved here)
FRN 409160
- CF30 Customer (12 Aug 2016 to 8 Feb 2017)
Wealth At Work Limited (no longer approved here)
FRN 417367
- CF30 Customer (12 Aug 2016 to 8 Feb 2017)
JLT Wealth Management Limited (no longer approved here)
FRN 196619
- CF30 Customer (16 Aug 2011 to 28 Feb 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.