MPL Wealth Management Limited

• Principal Place of Business

  45 Doughty Street

  London

  WC1N 2LR

  UNITED KINGDOM

  Phone

  +4402078314711

  Web

  https://www.mplwealthmanagement.co.uk

• Complaints Contact

  45 Doughty Street

  London

  WC1N 2LR

  UNITED KINGDOM

  Phone

  +4402078314711

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam Ty Stewart

  IRN ATS01038

  • CF30 Customer (1 Nov 2007 to 16 Oct 2013)
  • CF22 Investment Adviser (Trainee) (11 Jun 2007 to 31 Oct 2007)
• Aidan Derek Vaughan

  IRN ADV00004

  • CF1 Director (3 Sep 2010 to 16 Jun 2017)
  • CF3 Chief Executive (3 Sep 2010 to 16 Jun 2017)
  • CF30 Customer (1 Nov 2007 to 14 Sep 2017)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Anthony John Donnelly

  IRN AXD28205

  • [FCA CF] Functions requiring qualifications (2 Sep 2024 to 17 Nov 2025)
  • [FCA CF] Client dealing (2 Sep 2024 to 17 Nov 2025)
• Bhavisha Soni

  IRN BXS00247

  • [FCA CF] Functions requiring qualifications (7 Oct 2021 to 17 Jun 2023)
• Brian Pay

  IRN BXP00045

  • CF2 Non Executive Director (27 Jun 2017 to 5 Sep 2019)
  • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
  • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jan 2013)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 25 Feb 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 25 Feb 2010)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 25 Feb 2010)
  • CF1 Director (1 Dec 2001 to 27 Jun 2017)
• Cathy Jane Tennant

  IRN CXT11988

  • SMF3 Executive Director (9 Dec 2019 to 25 Sep 2025)
  • CF1 Director (12 Mar 2019 to 8 Dec 2019)
• David Cummins

  IRN DXC00058

  • CF30 Customer (1 Nov 2007 to 9 Jul 2009)
  • CF24 Pension Transfer Specialist (2 Oct 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
• Dominik Albin Thomas Luczyc Wyhowski

  IRN DAL00046

  • CF30 Customer (1 Nov 2007 to 31 Oct 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Francesca Irene Gandolfi

  IRN FIG01002

  • CF30 Customer (16 Feb 2010 to 23 Jul 2013)
• Giles Richard John Rackham

  IRN GRR01025

  • CF30 Customer (1 Nov 2007 to 24 Feb 2009)
  • CF27 Investment Management (21 Sep 2006 to 31 Oct 2007)

No changes recorded yet.