MPL Wealth Management Limited

• Principal Place of Business

  45 Doughty Street

  London

  WC1N 2LR

  UNITED KINGDOM

  Phone

  +4402078314711

  Web

  https://www.mplwealthmanagement.co.uk

• Complaints Contact

  45 Doughty Street

  London

  WC1N 2LR

  UNITED KINGDOM

  Phone

  +4402078314711

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Giles Sinclair Garlick

  IRN GSG00008

  • SMF3 Executive Director (2 Feb 2022 to 7 Feb 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Feb 2023)
  • CF30 Customer (3 Jun 2017 to 8 Dec 2019)
• Ian Richardson Porteous

  IRN IRP00013

  • CF30 Customer (1 Nov 2007 to 27 Feb 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• James Filmer Kidston

  IRN JFK01028

  • CF30 Customer (20 Oct 2016 to 11 May 2017)
• John Anthony Glover

  IRN JAG00007

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (26 Mar 2008 to 8 Dec 2019)
• Jolyon Patrick Minchin

  IRN JPM00004

  • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Sep 2002)
• Joseph James Barry

  IRN JXB00864

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 15 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 15 Dec 2025)
• Laurence Chiappini Wrightson

  IRN LCW01023

  • CF21 Investment Adviser (6 Apr 2004 to 24 Jan 2005)
  • CF22 Investment Adviser (Trainee) (4 Sep 2003 to 6 Apr 2004)
• Lisa Cahill

  IRN LXC00082

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Apr 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 23 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Apr 2025)
  • SMF3 Executive Director (9 Dec 2019 to 23 Apr 2025)
  • CF1 Director (4 Nov 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (16 Jul 2019 to 23 Apr 2025)
  • CF29 Significant management (16 Jul 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (12 Apr 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 Apr 2019 to 8 Dec 2019)
• Malcolm John Snook

  IRN MJS00112

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Aug 2013 to 8 Dec 2019)
• Mark Anthony Kitson

  IRN MAK01069

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (30 Oct 2025 to 16 Mar 2026)
  • SMF16 Compliance Oversight (28 Oct 2025 to 16 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (19 May 2025 to 29 Sep 2025)
  • CF1 Director (3 Sep 2010 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (26 Jul 2007 to 31 Oct 2007)

No changes recorded yet.