Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 11 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jun 2025)
    • SMF16 Compliance Oversight (since 23 Jun 2025)
  • MPL Wealth Management Limited (no longer approved here)

    FRN 180309

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Apr 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 23 Apr 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Apr 2025)
    • CF1 Director (4 Nov 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (16 Jul 2019 to 23 Apr 2025)
    • CF29 Significant management (16 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Apr 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.