Malcolm John Snook

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MPL Wealth Management Limited

    FRN 180309

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Aug 2013 to 8 Dec 2019)
  • D G S Independent Financial Advisers Limited (no longer approved here)

    FRN 225814

    • CF21 Investment Adviser (30 Sep 2003 to 26 Sep 2005)
  • DGS Independent Financial Advisers Ltd (no longer approved here)

    FRN 200277

    • Employed By (12 Apr 2001 to 30 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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